Senior Analyst I & II – Investments Supervision Division
Reporting directly to the Chief Analyst within the Investments Supervision Division, the Senior Analyst I & II will play a pivotal role in overseeing the supervision and regulation of investment entities under Cmrai. This position involves leading both off-site monitoring and on-site examinations, ensuring that regulated entities comply with all applicable regulatory standards and best practices. The Senior Analyst I & II will also provide guidance and mentorship to junior analysts, contributing to the overall effectiveness of the division.
KEY RESPONSIBILITIES:
The selected candidate will be responsible for:
- Leading the off-site monitoring and on-site examination processes for regulated investment entities, with a focus on identifying and mitigating risks;
- Providing expert analysis and interpretation of financial and operational data from regulated entities to assess their compliance with regulatory requirements;
- Preparing and reviewing comprehensive inspection reports and supervisory documents to ensure accuracy and adherence to regulatory standards;
- Identifying significant regulatory issues and coordinating investigations to address potential breaches within the investment sector;
- Recommending and implementing corrective actions to improve compliance and reduce risks within regulated entities;
- Advising and collaborating with the Chief Analyst and other senior staff on complex regulatory matters and strategic initiatives;
- Facilitating and leading meetings with regulated entities, auditors, and other stakeholders to discuss compliance findings and ensure alignment with regulatory expectations;
- Developing and updating supervisory manuals, guidelines, and procedural documents to enhance the division’s regulatory framework;
- Mentoring and providing on-the-job training to junior analysts, fostering their professional growth and ensuring high performance standards within the team;
- Staying informed about emerging trends in the investment industry and regulatory environment, and incorporating this knowledge into supervisory practices;
- Collaborating with other divisions and external regulatory bodies to maintain a cohesive and effective supervisory approach;
- Compiling and analyzing data for internal reports, and contributing to external reporting requirements as needed;
- Maintaining a deep understanding of international financial standards and how they apply to the investment sector in the Cayman Islands.
REQUIRED QUALIFICATIONS:
- A Bachelor’s degree in Finance, Economics, Accounting, or a related field from an accredited institution;
- For Senior Analyst I: A minimum of 5 years of relevant experience in the financial services industry, with at least 3 years in investment supervision or a related regulatory role;
- For Senior Analyst II: A minimum of 7 years of relevant experience in the financial services industry, including significant experience in a supervisory or regulatory capacity;
- In-depth knowledge of investment products, financial markets, and regulatory frameworks;
- Exceptional analytical and problem-solving skills, with the ability to manage complex financial assessments;
- Proficiency in Microsoft Office applications, including advanced Excel skills;
- Excellent communication and presentation skills, with the ability to articulate complex regulatory issues to diverse audiences;
- Strong leadership and mentoring abilities, with a proven track record of developing and managing high-performing teams;
- Familiarity with the Cayman Islands regulatory environment and international financial standards is highly preferred;
- Professional qualifications such as CFA, CAIA, or equivalent are strongly preferred.