Analyst I & II – Investments Supervision Division
Reporting to the Senior Analyst and Chief Analyst within the Investments Supervision Division, the Analyst I & II will play a critical role in the ongoing supervision and monitoring of regulated entities within the investment sector. This position involves conducting both off-site monitoring and on-site examinations to ensure compliance with regulatory requirements and best practices. The Analyst I & II will be instrumental in supporting the division’s objectives to maintain the integrity and stability of the financial services industry.
KEY RESPONSIBILITIES:
The selected candidate will be responsible for:
- Conducting regular off-site monitoring of investment entities to assess their compliance with regulatory standards;
- Assisting in the planning and execution of on-site inspections, focusing on evaluating the operational, financial, and compliance risks associated with regulated entities;
- Preparing detailed reports and analyses based on findings from both off-site and on-site reviews;
- Identifying potential compliance issues and recommending corrective actions to enhance regulatory adherence among investment entities;
- Supporting the Senior Analyst and Chief Analyst in the development and refinement of supervisory tools and methodologies;
- Participating in meetings with regulated entities to discuss inspection findings and address any compliance concerns;
- Assisting in the investigation of significant regulatory breaches or concerns within the investment sector;
- Contributing to the ongoing development and updating of supervisory manuals, guidelines, and procedural documents;
- Engaging in continuous professional development to stay abreast of emerging trends and best practices in investment supervision;
- Collaborating with other divisions and regulatory bodies to ensure a cohesive approach to supervision across the financial services industry;
- Providing data and analytical support for internal and external reporting purposes;
- Maintaining up-to-date knowledge of international standards, particularly those relevant to investment supervision and financial regulation.
REQUIRED QUALIFICATIONS:
- A Bachelor’s degree in Finance, Economics, Accounting, or a related field from an accredited institution;
- For Analyst I: A minimum of 2 years of relevant experience within the financial services industry, preferably in investment supervision, compliance, or a related area;
- For Analyst II: A minimum of 4 years of relevant experience within the financial services industry, with at least 2 years in a supervisory or regulatory role;
- Strong understanding of investment products, financial markets, and regulatory frameworks;
- Excellent analytical and problem-solving skills, with the ability to assess complex financial information;
- Proficiency in using Microsoft Office applications, particularly Excel, Word, and PowerPoint;
- Strong written and verbal communication skills, with the ability to present findings clearly and concisely;
- Knowledge of the Cayman Islands regulatory environment and international financial standards is highly desirable;
- Relevant professional qualifications (e.g., CFA, CAIA, or equivalent) would be an advantage.